SEC Rule 606 Order Disclosure

The U.S. Securities and Exchange Commission's client disclosure rule, SEC Rule 606, requires all broker/dealers that route orders in equity and option securities to make available quarterly reports that present a general overview of their routing practices. The reports must identify the significant venues to which the client orders were routed for execution during the applicable quarter and disclose the material aspects of the broker/dealer's relationship with such venues.

View the SEC 606 Order Disclosure for TD AMERITRADE Clearing, Inc. now. [PDF - Adobe® Acrobat® required]